About 証券外務員第一種テスト
証券外務員試験を目指している方に!
○×問題です。
証券外務員は、金融商品取引業者(証券会社等)・登録金融機関(銀行等)・金融商品仲介業者の役職員のうち、証券取引・デリバティブ取引の勧誘等の行為を行う者です。金融商品取引法による登録を受けなければ業務を行うことができません。
合格目指して頑張りましょう! To those who are aiming to securities broker representative test!
Is ○ × problem.
Securities Sales Representative, financial instruments business (securities companies, etc.) and registered financial institutions (banks, etc.) and financial commodity brokers of the officers and employees, but those who carry out the act of solicitation of securities trading and derivatives transactions. You can not conduct business unless subject to registration in accordance with the Financial Instruments and Exchange Law.
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証券外務員第一種テスト version 1.0.4 on your
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